| 1.01 | To elect Erskine B. Bowles | For |
| 1.02 | To elect Howard J. Davies | Oppose |
| 1.03 | To elect Thomas H. Glocer | For |
| 1.04 | To elect James P. Gorman | Oppose |
| 1.05 | To elect Robert H. Herz | For |
| 1.06 | To elect C. Robert Kidder | Oppose |
| 1.07 | To elect Klaus Kleinfeld | For |
| 1.08 | To elect Donald T. Nicolaisen | For |
| 1.09 | To elect Hutham S. Olayan | For |
| 1.10 | To elect James W. Owens | For |
| 1.11 | To elect O. Griffith Sexton | Oppose |
| 1.12 | To elect Ryosuke Tamakoshi | Oppose |
| 1.13 | To elect Masaaki Tanaka | Oppose |
| 1.14 | To elect Laura D. Tyson | Oppose |
| 2 | Appoint the auditors | For |
| 3 | Approve Pay Structure | Oppose |
| 4 | Amend annual share incentive plan | Oppose |
| 5 | Approve existing share option plan | Oppose |
| 6 | Amend existing executive incentive compensation plan | Oppose |
