| 1a | Elect Director M. Michele Burns | For |
| 1b | Elect Director Drew G. Faust | For |
| 1c | Elect Director Mark A. Flaherty | For |
| 1d | Elect Director Ellen J. Kullman | For |
| 1e | Elect Director Lakshmi N. Mittal | For |
| 1f | Elect Director Adebayo O. Ogunlesi | Oppose |
| 1g | Elect Director Peter Oppenheimer | For |
| 1h | Elect Director David M. Solomon | Oppose |
| 1i | Elect Director Jan E. Tighe | For |
| 1j | Elect Director David A. Viniar | For |
| 1k | Elect Director Mark O. Winkelman | For |
| 2 | Advisory Vote on Executive Compensation | Abstain |
| 3 | Appoint the Auditors | Oppose |
| 4 | Shareholder Resolution: Written Consent | For |
| 5 | Report on Purpose of a Corporation | For |
