| 1.a | Elect Director M. Michele Burns | For |
| 1.b | Elect Director Drew G. Faust | For |
| 1.c | Elect Director Mark A. Flaherty | For |
| 1.d | Elect Director Ellen J. Kullman | For |
| 1.e | Elect Director Lakshmi N. Mittal | For |
| 1.f | Elect Director Adebayo O. Ogunlesi | For |
| 1.g | Elect Director Peter Oppenheimer | For |
| 1.h | Elect Director David M. Solomon | Oppose |
| 1.i | Elect Jan E. Tighe | For |
| 1.j | Elect David A. Viniar | For |
| 1.k | Elect Director Mark O. Winkelman | For |
| 2 | Advisory Vote on Executive Compensation | Oppose |
| 3 | Appoint the Auditors | Oppose |
| 4 | Shareholder Resolution: Written Consent | Oppose |
