| 1.a | Elect Patrick de Saint-Aignan - Non-Executive Director | For |
| 1.b | Elect Marie A. Chandoha - Non-Executive Director | For |
| 1.c | Elect DonnaLee DeMaio - Non-Executive Director | For |
| 1.d | Elect Amelia C. Fawcett - Senior Independent Director | Oppose |
| 1.e | Elect William C. Freda - Non-Executive Director | For |
| 1.f | Elect Sara Mathew - Non-Executive Director | For |
| 1.g | Elect William L. Meaney - Non-Executive Director | For |
| 1.h | Elect Ronald P. OHanley - Chair & Chief Executive | Oppose |
| 1.i | Elect Sean OSullivan - Non-Executive Director | For |
| 1.j | Elect Julio A. Portalatin - Non-Executive Director | For |
| 1.k | Elect John B. Rhea - Non-Executive Director | For |
| 1.l | Elect Richard P. Sergel - Non-Executive Director | For |
| 1.m | Elect Gregory L. Summe - Non-Executive Director | For |
| 2 | Advisory Vote on Executive Compensation | Abstain |
| 3 | Ratify Ernst & Young LLP as Auditors | Oppose |
| 4 | Shareholder Resolution: Report on Asset Management Policies and Diversified Investors | For |
