

| PIPER JAFFRAY COMPANIES | 17/05/2018 AGM | |
|---|---|---|
| 1a | Elect Chad R. Abraham | For |
| 1b | Elect Andrew S. Duff | For |
| 1c | Elect William R. Fitzgerald | For |
| 1d | Elect B. Kristine Johnson | For |
| 1e | Elect Addison L. Piper | For |
| 1f | Elect Sherry M. Smith | For |
| 1g | Elect Philip E. Soran | For |
| 1h | Elect Scott C. Taylor | For |
| 1i | Elect Michele Volpi | For |
| 2 | Appoint the Auditors | Oppose |
| 3 | Advisory Vote on Executive Compensation | Oppose |