| PIPER JAFFRAY COMPANIES | 04/05/2016 AGM | |
|---|---|---|
| 1.1 | Elect Andrew S. Duff | Withhold |
| 1.2 | Elect William R. Fitzgerald | For |
| 1.3 | Elect Michael E. Frazier | For |
| 1.4 | Elect B. Kristine Johnson | For |
| 1.5 | Elect Addison L. Piper | For |
| 1.6 | Elect Sherry M. Smith | For |
| 1.7 | Elect Philip E. Soran | For |
| 1.8 | Elect Scott C. Taylor | For |
| 1.9 | Elect Michele Volpi | For |
| 2 | Appoint the auditors | Oppose |
| 3 | Advisory vote on executive compensation | Oppose |