| PIPER JAFFRAY COMPANIES | 11/05/2017 AGM | |
|---|---|---|
| 1.a | Elect Andrew S. Duff | Oppose |
| 1.b | Elect William R. Fitzgerald | For |
| 1.c | Elect Michael E. Frazier | For |
| 1.d | Elect B. Kristine Johnson | For |
| 1.e | Elect Addison L. Piper | For |
| 1.f | Elect Sherry M. Smith | For |
| 1.g | Elect Philip E. Soran | For |
| 1.h | Elect Scott C. Taylor | For |
| 1.i | Elect Michele Volpi | For |
| 2 | Appoint the Auditors | Oppose |
| 3 | Advisory Vote on Executive Compensation | Abstain |
| 4 | Approve the Frequency of Future Advisory Votes on Executive Compensation | 1 |