

| PIPER JAFFRAY COMPANIES | 13/05/2015 AGM | |
|---|---|---|
| 1.1 | Elect Andrew S. Duff | Withhold |
| 1.2 | Elect William R. Fitzgerald | For |
| 1.3 | Elect B. Kristine Johnson | Withhold |
| 1.4 | Elect Addison L. Piper | Withhold |
| 1.5 | Elect Lisa K. Polsky | For |
| 1.6 | Elect Philip E. Soran | For |
| 1.7 | Elect Scott C. Taylor | For |
| 1.8 | Elect Michele Volpi | For |
| 2 | Appoint the auditors | Oppose |
| 3 | Advisory vote on executive compensation | Oppose |
| 4 | Amend existing long term incentive plan | Oppose |