| 1.1 | Elect Nagai Kouji - Chair (Executive) | Oppose |
| 1.2 | Elect Okuda Kentarou - President | Oppose |
| 1.3 | Elect Nakajima Yutaka - Executive Director | For |
| 1.4 | Elect Ogawa Shouji - Executive Director | For |
| 1.5 | Elect Victor Chu - Non-Executive Director | For |
| 1.6 | Elect J. Christopher Giancarlo - Non-Executive Director | For |
| 1.7 | Elect Patricia Mosser - Non-Executive Director | For |
| 1.8 | Elect Takahara Takahisa - Non-Executive Director | For |
| 1.9 | Elect Ishiguro Miyuki - Non-Executive Director | For |
| 1.11 | Elect Ooshima Taku - Non-Executive Director | For |
| 1.10 | Elect Ishizuka Masahiro - Non-Executive Director | For |
| 1.12 | Elect Nellie Liang - Non-Executive Director | For |
| 2 | Shareholder Resolution: Amend Company Name to "Nomura Securities Group Inc." | Oppose |
