| 1a. | Re-elect Megan Butler - Non-Executive Director | For |
| 1b. | Re-elect Thomas H. Glocer - Senior Independent Director | Oppose |
| 1c. | Elect Lynn J. Good - Non-Executive Director | For |
| 1d. | Re-elect Robert H. Herz - Non-Executive Director | Oppose |
| 1e. | Elect Yasushi Itagaki - Non-Executive Director | Oppose |
| 1f. | Re-elect Erika H. James - Non-Executive Director | For |
| 1g. | Re-elect Hironori Kamezawa - Non-Executive Director | Oppose |
| 1h. | Re-elect Shelley B. Leibowitz - Non-Executive Director | For |
| 1i. | Re-elect Jami Miscik - Non-Executive Director | Oppose |
| 1j. | Re-elect Dennis M. Nally - Non-Executive Director | Oppose |
| 1k. | Re-elect Douglas L. Peterson - Non-Executive Director | For |
| 1l. | Re-elect Edward (Ted) Pick - Chair & Chief Executive | Oppose |
| 1m. | Re-elect Mary L. Schapiro - Non-Executive Director | For |
| 1n. | Re-elect Perry M. Traquina - Non-Executive Director | Oppose |
| 1o. | Re-elect Rayford Wilkins Jr. - Non-Executive Director | Oppose |
| 2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor | Oppose |
| 3. | Advisory Vote on Executive Compensation | Oppose |
| 4. | Shareholder Resolution: Introduce an Independent Chair Rule | For |
