| 1a | Elect Alistair Darling - Non-Executive Director | For |
| 1b | Elect Thomas H. Glocer - Senior Independent Director | Oppose |
| 1c | Elect James P. Gorman - Chair & Chief Executive | Oppose |
| 1d | Elect Robert H. Herz - Non-Executive Director | Oppose |
| 1e | Elect Erika H. James - Non-Executive Director | For |
| 1f | Elect Hironori Kamezawa - Non-Executive Director | For |
| 1g | Elect Shelley B. Leibowitz - Non-Executive Director | For |
| 1h | Elect Stephen J. Luczo - Non-Executive Director | For |
| 1i | Elect Jami Miscik - Non-Executive Director | For |
| 1j | Elect Masato Miyachi - Non-Executive Director | For |
| 1k | Elect Dennis M. Nally - Non-Executive Director | For |
| 1l | Elect Mary L. Schapiro - Non-Executive Director | For |
| 1m | Elect Perry M. Traquina - Non-Executive Director | For |
| 1n | Elect Rayford Wilkins Jr. - Non-Executive Director | Oppose |
| 2 | Appoint the Auditors: Deloitte | Oppose |
| 3 | Advisory Vote on Executive Compensation | Abstain |
| 4 | Approve the Frequency of Future Advisory Votes on Executive Compensation | 1 |
| 5 | Shareholder Resolution: Right to Call Special Meetings | For |
| 6 | Shareholder Resolution: Adoption of a Policy to Cease Financing New Fossil Fuel Development | For |
