| 1a | Elect Director Elizabeth Corley | For |
| 1b | Elect Director Alistair Darling | For |
| 1c | Elect Director Thomas H. Glocer | For |
| 1d | Elect Director James P. Gorman | Oppose |
| 1e | Elect Director Robert H. Herz | For |
| 1f | Elect Director Nobuyuki Hirano | For |
| 1g | Elect Director Stephen J. Luczo | For |
| 1h | Elect Director Jami Miscik | For |
| 1i | Elect Director Dennis M. Nally | For |
| 1j | Elect Director Takeshi Ogasawara | For |
| 1k | Elect Director Hutham S. Olayan | For |
| 1l | Elect Director Mary L. Schapiro | For |
| 1m | Elect Director Perry M. Traquina | For |
| 1n | Elect Director Rayford Wilkins, Jr. | Oppose |
| 2 | Appoint the Auditors | Oppose |
| 3 | Advisory Vote on Executive Compensation | Oppose |
