| 1a | Re-elect Erskine B. Bowles | For |
| 1b | Re-elect Alistair Darling | For |
| 1c | Re-elect Thomas H. Glocer | For |
| 1d | Re-elect James P. Gorman | Oppose |
| 1e | Re-elect Robert H. Herz | For |
| 1f | Re-elect Nobuyuki Hirano | For |
| 1g | Re-elect Klaus Kleinfeld | For |
| 1h | Re-elect Jami Miscik | For |
| 1i | Elect Dennis M. Nally | For |
| 1j | Re-elect Hutham S. Olayan | For |
| 1k | Re-elect James W. Owens | For |
| 1l | Re-elect Ryosuke Tamakoshi | For |
| 1m | Re-elect Perry M. Traquina | For |
| 1n | Re-elect Rayford Wilkins, Jr. | For |
| 2 | Appoint the Auditors | Oppose |
| 3 | Advisory Vote on Executive Compensation | Oppose |
| 4 | Approve the Frequency of Future Advisory Votes on Executive Compensation | 1 |
| 5 | Approve the Amended and Restated Equity Incentive Compensation Plan (EICP) | Oppose |
| 6 | Approve the Amended and Restated Directors' Equity Capital Accumulation Plan (DECAP) | Oppose |
| 7 | Shareholder Resolution: Regarding a Change in the Treatment of Abstentions for Purposes of Vote Counting
| For |
| 8 | Shareholder Resolution: Regarding a Policy to Prohibit Vesting of Deferred Equity Awards for Senior Executives Who Resign to Enter Government Service | For |
