| 1.01 | Re-elect Cheryl W. Grise | For |
| 1.02 | Re-elect Carlos M. Gutierrez | For |
| 1.03 | Elect David L. Herzog | For |
| 1.04 | Re-elect R. Glenn Hubbard | For |
| 1.05 | Re-elect Steven A. Kandarian | Oppose |
| 1.06 | Re-elect Alfred F. Kelly | For |
| 1.07 | Re-elect Edward J. Kelly, III | For |
| 1.08 | Re-elect William E. Kennard | For |
| 1.09 | Re-elect James M. Kilts | For |
| 1.10 | Re-elect Catherine R. Kinney | For |
| 1.11 | Re-elect Denise M. Morrison | For |
| 2 | Appoint the Auditors | Oppose |
| 3 | Advisory Vote on Executive Compensation | Abstain |
| 4 | Approve the Frequency of Future Advisory Votes on Executive Compensation | 1 |
| 5 | Shareholder Resolution: Reduce the Ownership Required for Shareholders to Call a Special Meeting | For |
