

| LPL FINANCIAL HOLDINGS INC | 10/05/2016 AGM | |
|---|---|---|
| 1.1 | Elect John J. Brennan | For |
| 1.2 | Elect Mark S. Casady | Oppose |
| 1.3 | Elect Viet D. Dinh | For |
| 1.4 | Elect H. Paulette Eberhart | For |
| 1.5 | Elect Marco W. Hellman | For |
| 1.6 | Elect Anne M. Mulcahy | For |
| 1.7 | Elect James S. Putnam | For |
| 1.8 | Elect James S. Riepe | For |
| 1.9 | Elect Richard P. Schifter | For |
| 2 | Appoint the auditors | Abstain |
| 3 | Advisory vote on executive compensation | Oppose |