

| LPL FINANCIAL HOLDINGS INC | 17/05/2017 AGM | |
|---|---|---|
| 1.01 | Elect Dan H. Arnold | For |
| 1.02 | Elect Viet D. Dinh | For |
| 1.03 | Elect H. Paulett Eberhart | For |
| 1.04 | Elect William F. Glavin Jr. | For |
| 1.05 | Elect Marco W. Hellman | Oppose |
| 1.06 | Elect Anne M. Mulcahy | For |
| 1.07 | Elect James S. Putnam | Oppose |
| 1.08 | Elect James S. Riepe | Oppose |
| 1.09 | Elect Richard P. Schifter | Oppose |
| 2 | Appoint the Auditors | Abstain |
| 3 | Advisory Vote on Executive Compensation | Abstain |
| 4 | Approve the Frequency of Future Advisory Votes on Executive Compensation | 1 |