| 1.1 | Elect Richard W. Boyce | For |
| 1.2 | Elect John J. Brennan | For |
| 1.3 | Elect Mark S. Casady | Oppose |
| 1.4 | Elect H. Paulette Eberhart | For |
| 1.5 | Elect Anne M. Mulcahy | For |
| 1.6 | Elect James S. Putnam | Oppose |
| 1.7 | Elect James S. Riepe | For |
| 1.8 | Elect Richard P. Schifter | Oppose |
| 2 | Approval of the Amendment and Restatement of the LPL Financial Holdings Inc. Omnibus Equity Incentive Plan. | Oppose |
| 3 | Approval of the Amendment and Restatement of the LPL Financial Holdings Inc. Corporate Executive Bonus Plan. | Oppose |
| 4 | Appoint the auditors | For |
| 5 | Advisory vote on executive compensation | Oppose |
