| 1(1) | Elect Robert G. Goldstein - Chair & Chief Executive | Withhold |
| 1(2) | Elect Patrick Dumont - Executive Director | For |
| 1(3) | Elect Irwin Chafetz - Non-Executive Director | For |
| 1(4) | Elect Micheline Chau - Non-Executive Director | For |
| 1(5) | Elect Charles D. Forman - Non-Executive Director | For |
| 1(6) | Elect Nora M. Jordan - Non-Executive Director | For |
| 1(7) | Elect Lewis Kramer - Non-Executive Director | For |
| 1(8) | Elect David F. Levi - Non-Executive Director | For |
| 2 | Appoint the Auditors | Oppose |
| 3 | Advisory Vote on Executive Compensation | Oppose |
| 4 | Approve the Frequency of Future Advisory Votes on Executive Compensation | 1 |
| 12 | Shareholder Resolution: Diversity of the Board/Director Qualifications | For |
