| KCAP FINANCIAL INC | 04/05/2017 AGM | |
|---|---|---|
| 1.01 | Elect Albert G. Pastino | Withhold |
| 1.02 | Elect C. Michael Jacobi | Withhold |
| 2 | Approve the 2017 Equity Incentive Plan | Oppose |
| 3 | Approve the 2017 Non-Employee Director Plan | Oppose |
| 4 | Advisory Vote on Executive Compensation | Oppose |
| 5 | Approve the Frequency of Future Advisory Votes on Executive Compensation | 1 |
| 6 | Appoint the Auditors | For |