| 1 | Approve the 2025 Work Report of the Board of the Company | For |
| 2 | Approve 2025 Annual Report of the Company | For |
| 3 | Approve 2025 Profit Distribution Plan of the Company (RMB 0.40) | For |
| 4 | Approve the authorisation for the Board to determine the 2026 interim profit distribution | For |
| 5 | Approve estimated ordinary transactions with related parties of the Company for 2026 | Oppose |
| 5.1 | Approve Related Party Transaction with Jiangsu Guoxin Investment Group Limited and its related companies | Oppose |
| 5.2 | Approve Related Party Transaction with Jiangsu Communications Holding Co., Ltd. and its related companies | Oppose |
| 5.3 | Approve Related Party Transaction with Govtor Capital Group Co., Ltd | Oppose |
| 5.4 | Approve Related Party Transaction with Jiangsu SOHO Holdings Group Company Limited | Oppose |
| 5.5 | Approve Related Party Transaction with other related legal persons | Oppose |
| 5.6 | Approve Related Party Transaction with related natural persons | Oppose |
| 6 | Approve estimated investment amount for the proprietary business of the Company for 2026 | For |
| 7 | Appoint the Auditors: Deloitte | Oppose |
| 8 | Approve the resolution on the change of business scope of the Company | For |
| 9 | Approve the report on the performance of duties of the Independent Non-executive Directors of the Company for 2025 | For |
| 10 | Elect Ye Jinqiang - Non-Executive Director | For |
| 11 | Approve the resolution on the formulation of the Basic Remuneration Management System of Huatai Securities Co., Ltd | Oppose |
| 12 | Amend Articles: Working System for Independent Directors of Huatai Securities Co., Ltd | For |
| 13 | Amend Articles to Management System for Related-Party Transactions of Huatai Securities Co., Ltd | For |
| 14 | Amend Articles to the Management System for External Guarantees of Huatai Securities Co., Ltd | For |
| 15 | Amend Articles to the Regulations on the Management of Proceeds of Huatai Securities Co., Ltd | For |
| 16 | Approve the general mandate to issue onshore and offshore debt financing instruments of the Company | Oppose |
| 17 | Approve General Share Issue Mandate | Oppose |
