| HERCULES CAPITAL INC. | 07/07/2015 AGM | |
|---|---|---|
| 1.1 | Elect Allyn C. Woodward, Jr. | Withhold |
| 1.2 | Elect Thomas J. Fallon | For |
| 1.3 | Elect Joseph F. Hoffman | For |
| 1.4 | Elect Susanne D. Lyons | For |
| 2 | Advisory vote on executive compensation | Oppose |
| 3 | Amendment to the 2004 Equity Incentive Plan to increase the number of shares authorised for issuance. | Oppose |
| 4 | Approve authority to increase authorised share capital and issue shares | Oppose |