

| E*TRADE FINANCIAL CORPORATION | 09/05/2019 AGM | |
|---|---|---|
| 1a | Elect Richard J. Carbone | For |
| 1b | Elect Robert J. Chersi | For |
| 1c | Elect Jaime W. Ellertson | For |
| 1d | Elect James P. Healy | For |
| 1e | Elect Kevin T. Kabat | For |
| 1f | Elect James Lam | For |
| 1g | Elect Rodger A. Lawson | Oppose |
| 1h | Elect Shelley B. Leibowitz | For |
| 1i | Elect Karl A. Roessner | For |
| 1j | Elect Rebecca Saeger | For |
| 1k | Elect Donna L. Weaver | For |
| 1l | Elect Joshua A. Weinreich | For |
| 2 | Advisory Vote on Executive Compensation | Oppose |
| 3 | Appoint the Auditors | Oppose |