| E*TRADE FINANCIAL CORPORATION | 12/05/2016 AGM | |
|---|---|---|
| 1a | Elect Richard J. Carbone | For |
| 1b | Elect James P. Healy | For |
| 1c | Elect Paul T. Idzik | For |
| 1d | Elect Frederick W. Kanner | For |
| 1e | Elect James Lam | For |
| 1f | Elect Rodger A. Lawson | For |
| 1g | Elect Shelly B. Leibowitz | For |
| 1h | Elect Rebecca Saeger | Oppose |
| 1i | Elect Joseph L. Sclafani | For |
| 1j | Elect Gary H. Stern | For |
| 1k | Elect Donna L. Weaver | For |
| 2 | Advisory vote on executive compensation | Oppose |
| 3 | Appoint the auditors | Oppose |