| 1a | Elect Director Richard M. Bracken | For |
| 1b | Elect Director C. David Brown, II | For |
| 1c | Elect Director Alecia A. DeCoudreaux | For |
| 1d | Elect Director Nancy-Ann M. DeParle | For |
| 1e | Elect Director David W. Dorman | For |
| 1f | Elect Director Anne M. Finucane | For |
| 1g | Elect Director Larry J. Merlo | For |
| 1h | Elect Director Jean-Pierre Millon | For |
| 1i | Elect Director Mary L. Schapiro | For |
| 1j | Elect Director Richard J. Swift | For |
| 1k | Elect Director William C. Weldon | For |
| 1l | Elect Director Tony L. White | For |
| 2 | Appoint the Auditors | Oppose |
| 3 | Advisory Vote on Executive Compensation | Abstain |
| 4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | For |
| 5 | Shareholder Resolution: Report on Executive Compensation | For |
